Our Commitment

Vineet Securities Pvt Ltd, a trading Member of National Stock Exchange of India Ltd. As per the requirement of Exchange & SEBI, Company has designed as “ Risk Management Policy” for extending trading facility to its clients and in the respective segments of exchange. .

RMS work on the following concepts:

Vineet Securities

1.Cash: The clear balance available in the customer’s ledger in our books.

2.Margin: The underlying stake provided by the customer in the form of cash . FDR and Stock to mitigate market (Price) or settlement (Auction) Risk.

3.Exposure: The aggregate of the customer’s obligations arising out of buy + sell trades awaiting settlement in the cash segment and cash segment and profit/ loss amounts that are yet to be settled on the closed positions.

4.Exposure multiple: The number of times that exposure is allowed on the underlying margin sales on the cash segment would have to be made either on the availability of the stocks (which are to be sold ) in out margin account by executing a transfer before the sale order is initiated.

5.Stock qualifying for margin cash segment transactions: Securities in the approved list of Stock Exchange as per SEBI guidelines.

6.Total Deposit: The aggregate of client deposit available with us in the form of cash shares after applicable Hair Cut and FDR.

POLICIES & PROCEDURES UNDERS RMS

1.Policy for Penny Stock: The stock which are appearing in the list of illiquid securities issued by the Exchange every month. These stocks are generally considered to be highly speculative and high risk because of their lack of liquidity, large bi-ask spreads. Small capitalization and limited following and disclosure. Depend on the market condition and RMS Policy of the company RMS reserve the right to refuse to provide the limit in Penny stocks and losses if any on account of such refusal shall be borne by client only.

2. Setting up Client’s exposure limits: The ‘Vineet Securities ‘ may from time to time impose and vary limits on the orders that the client can place through the our trading system.